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Whether it’s fund distribution or compliance, you need an expert to guide you through the maze and protect your fund, your employees, and even your shareholders from costly mistakes. As a company born and managed from investment advisor roots, we understand the challenges you face. What affects you affects us. We believe your quest to distribute your fund couldn’t have a better advocate than Northern Lights Distributors, LLC (NLD).

Advisor Driven. Empowering. Engaged.

Whether it’s fund distribution or compliance, you need an expert to guide you through the maze and protect your fund, your employees, and even your shareholders from costly mistakes. As a company born and managed from investment advisor roots, we understand the challenges you face. What affects you affects us. We believe your quest to distribute your fund couldn’t have a better advocate than Northern Lights Distributors, LLC (NLD).

Empowering

Driven by our mission to provide comprehensive solutions to your distribution needs, our sales and distribution support consultants work one-on-one with your fund to assist in defining and implementing your marketing and distribution plan. They also introduce you to broker-dealers and their representatives to empower your fund to gain selling agreements and find an audience that seeks to champion your cause. We focus on quickly turning around your advertising review and helping your fund embrace changes in regulations, as well as providing innovative and strategic solutions to your other distribution needs.

Engaged

Your fund is important to us and you deserve prompt, reliable service and individualized attention. Whether you’re using our distribution services to access hundreds of established selling agreements, process 12b-1 payments, trade via the National Securities Clearing Corporation (NSCC), or submit materials for advertising review, you’ll find Northern Lights Distributors, LLC responsive, affordable, and precise.

Expanded Services

See How Gemini, Northern Lights Compliance Services, & Gemcom Work Together For You